Fall Compliance Conference


October 25-27, 2022


DoubleTree by Hilton Hotel Park City - The Yarrow
1800 Park Ave
Park City, UT 84060

No need to pick up a phone, just use this link and follow the instructions to make your reservations. 

  1. Click the reservation link: https://group.doubletree.com/d84czy
  2. Confirm your stay dates and update the number of guests
  3. The Group Discounted Code will auto-populate under the group code Press ‘Quick Book’ on one of the guest room options
  4. Move forward with the payment process to confirm your booking

 You can also make reservations by calling +1 (435) 649-7000 and asking for the Utah Bankers Association group rates.


The discounted rates are available for stay dates October 24th, 2022 through October 26th, 2022. 

Schedule, Speakers & Events

Subject to change

Tuesday, October 25 - CMS

Regulator Panel
Michael Selander – Field Supervisor, Rocky Mountain Territory - FDIC
Jason Lew – Compliance Risk Coordinator - Federal Reserve Bank, San Francisco
Andrea Staheli – Supervisor of Consumer Credit and Compliance - Utah Department of Financial Institutions
Shawn Atwood – Field Supervisor - Consumer Financial Protection Bureau
Molly (Mary) McNight - OCC NBE, Compliance - Office of the Comptroller of the Currency

Flood Insurance FAQs
David Dickinson - Banker's Compliance Consulting

Compliance Management Systems
Julia Gutierrez - Compliance Alliance

How to Create a Sustainable Compliance Monitoring & Testing System
Stephanie Lyon - Vice President of Compliance & Regulatory Content Strategy - NContracts

Breakout Sessions
  1. Small FIs, Big Plans: Maximizing Compliance & Risk Management Resources at Smaller Financial Institutions
    Stephanie Lyon - Vice President of Compliance & Regulatory Content Strategy - NContracts
  2. Train the Trainer
    David Dickinson - Banker's Compliance Consulting
  3. Employment Law Challenges of a Remote Workplace
    Michael O’Brien, Attorney & Shareholder - Parsons Behle & Latimer
Catapult Competition in the Courtyard - Sponsored by Executech
Refereed by All Seasons Adventures

Wednesday, October 26 - Deposits

Enhanced Due Diligence on Crypto-Related Customers
Scott Grow - Northwest Bank

Robert Marx - VP Compliance - WebBank
Moderated by Monika McCarthy - Managing Director & General Counsel - CrossCheck Compliance

An Economy in Transition
Robert Spendlove - Zions Bank

Cryptocurrency/Blockchain Investigations

FBI Computer Scientist Vince Kenney

Professionalism & Ethics
John Snow - Parsons Behle & Latimer

Breakout Sessions

  1. Overdraft Compliance: Review and Update
    Julia Gutierrez - Compliance Alliance
  2. Applications: They Aren’t a Piece of Paper!
    David Dickinson - Banker's Compliance Consulting
  3. Review of FFIEC Manual Regulations and How Best to Apply Them
Hosted by David Dickinson

Thursday, October 27 - Credit

Managing Operational Risk
Terence Lee - Vice President, NA Sales - Protecht Group

Refinancings, Renewals and Modifications
David Dickinson - Banker's Compliance Consulting

Overview & Update on Military Lending Laws
Anthony C. Kaye, Partner - Troutman Pepper

Update from Washington
Howard Headlee - President & CEO - Utah Bankers Association (virtual)

Breakout Sessions
  1. Compliance Lending Regulations & Reg O
    Julia Gutierrez - Compliance Alliance
  2. Managing Automation Risk
    Stephanie Lyon - Vice President of Compliance & Regulatory Content Strategy - NContracts
  3. Loan Denials & Other Adverse Action Notices
    David Dickinson - Banker's Compliance Consulting


In-Person Rate
1-Day*: $395/person
2-Day*: $745/person
Full Conference: $995/person

Virtual Daily Rate*


*If you are registering for the 1- or 2-Day In-Person or 1- or 2-Day Virtual option, please specify which day(s) you will attend on the registration form.

CE Credits

You must attend in-person to receive credits

The American Bankers Association Professional Certifications has approved The Pulse of Compliance 2022 for: 15.25 CRCM, 4.25 CERP, 3 CAFP credits.

APPROVED NON-ABA CE search for training will appear as: Utah Bankers Association | The Pulse of Compliance 2022

Attendee Instructions to self report for CE Credit

  1. Log into certification record at aba.csod.com
  2. Hover over ADD CE CREDIT, select APPROVED NON-ABA CE
  3. Enter key word(s) from program title or sponsor name and Select program from search results
  4. Click Request and when page refreshes, click Mark Complete

CLE Accreditation

Any attorneys who participate in the Professionalism & Ethics breakout session on Wednesday, October 26 will receive be able to apply for CLE accreditation from the Utah Bar Association. Further details to follow.

Sponsored by

Compliance Services Group