Fall Compliance Conference

October 25-27, 2022

Location

DoubleTree by Hilton Hotel Park City - The Yarrow
1800 Park Ave
Park City, UT 84060

*Virtual access to this event has been cancelled*

Schedule, Speakers & Events

FULL AGENDA

Subject to change

Tuesday, October 25 - CMS

Regulator Panel
Michael Selander – Field Supervisor, Rocky Mountain Territory - FDIC
Jason Lew – Compliance Risk Coordinator - Federal Reserve Bank, San Francisco
Andrea Staheli – Supervisor of Consumer Credit and Compliance - Utah Department of Financial Institutions
Shawn Atwood – Field Supervisor - Consumer Financial Protection Bureau
Molly (Mary) McNight - OCC NBE, Compliance - Office of the Comptroller of the Currency

Flood Insurance FAQs
David Dickinson - Banker's Compliance Consulting

Compliance Management Systems
Julia Gutierrez - Compliance Alliance

How to Create a Sustainable Compliance Monitoring & Testing System
Stephanie Lyon - Vice President of Compliance & Regulatory Content Strategy - NContracts

Breakout Sessions

1. Small FIs, Big Plans: Maximizing Compliance & Risk Management Resources at Smaller Financial Institutions
   Stephanie Lyon - Vice President of Compliance & Regulatory Content Strategy - NContracts
2. Train the Trainer
   David Dickinson - Banker's Compliance Consulting
3. Employment Law Challenges of a Remote Workplace
   Michael O’Brien, Attorney & Shareholder - Parsons Behle & Latimer

Catapult Competition in the Courtyard - Sponsored by Executech
Refereed by All Seasons Adventures

Wednesday, October 26 - Deposits and MORE!

Enhanced Due Diligence on Crypto-Related Customers
Scott Grow - Northwest Bank

UDAAP Panel
Robert Marx - VP Compliance - WebBank
Rich Friess - VP, Compliance Officer - The Bank of Commerce
Niki Christensen, Chief Compliance Officer, Central Bank
Moderated by Monika McCarthy - Managing Director & General Counsel - CrossCheck Compliance

An Economy in Transition
Robert Spendlove - Zions Bank

Cryptocurrency/Blockchain Investigations

FBI Computer Scientist Vince Kenney

Overdraft Compliance: Review and Update
Julia Gutierrez - Compliance Alliance

Breakout Sessions

1. Reg B Applications: They Aren’t a Piece of Paper!
   David Dickinson - Banker's Compliance Consulting
2. Review of FFIEC Manual Regulations and How Best to Apply Them
   Tyler Rasmussen - VP of Cybersecurity - Executech

Jeopardy
Hosted by David Dickinson

Thursday, October 27 - Credit

Operational Risk Management: Key Risk Indicators
Terence Lee - Vice President, NA Sales - Protecht Group

Refinancings, Renewals and Modifications
David Dickinson - Banker's Compliance Consulting

Fair Lending Trends

Monika McCarthy - Managing Director & General Counsel - CrossCheck Compliance

Overview & Update on Military Lending Laws
Anthony C. Kaye, Partner - Troutman Pepper

Update from Washington
Howard Headlee - President & CEO - Utah Bankers Association (virtual)

Breakout Sessions

1. Compliance Lending Regulations & Reg O
   Julia Gutierrez - Compliance Alliance
2. Managing Automation Risk
   Stephanie Lyon - Vice President of Compliance & Regulatory Content Strategy - NContracts
3. Loan Denials & Other Adverse Action Notices
   David Dickinson - Banker's Compliance Consulting

Registration

REGISTER HERE

In-Person Registration Fees
Full Conference: $995
2-Day: $745
1-Day: $395

*Virtual access to this event has been cancelled*

CE Credits

The American Bankers Association Professional Certifications has approved The Pulse of Compliance 2022 for: 16.5 CRCM, 3.25 CERP, 1 CAFP credit(s).

APPROVED NON-ABA CE search for training will appear as: Utah Bankers Association | The Pulse of Compliance 2022

Attendee Instructions to self-report for CE Credit

1. Log into the certification record at aba.csod.com
2. Hover over ADD CE CREDIT, select APPROVED NON-ABA CE
3. Enter keyword(s) from the program title or sponsor name and select the program from the search results
4. Click Request and when the page refreshes, click Mark Complete

Discounted Hotel Rooms

1. Click reservation link: https://group.doubletree.com/d84czy
2. Confirm your stay dates and update the number of guests
3. The Group Discounted Code will auto populate under group code. Press ‘Quick Book’ on one of the guest room options
4. Move forward with payment process to confirm booking

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