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2019 Compliance Conference Handouts

Compliance Superhero Conference - Legends Rising

October 23-25, 2019 | DoubleTree, Park City

Conference Handouts

Wednesday, October 23, 2019

Essential Skills for Every Compliance Professional (Part 1) - Robert Marx
Essential Skills for Every Compliance Professional (Part 2) - Robert Marx
Essential Skills for Every Compliance Professional (Part 3) - Robert Marx

Essential Skills for Every Compliance Professional (Handout) - Robert Marx

Fair & Accurate Credit Transactions Act - Ann Rockswold

Fair & Accurate Credit Transactions Act (Handout) - Ann Rockswold

New Trends in Banking Supervision of Technology Data Management: Cybersecurity - Denyette DePierro

Commercial Lending and Compliance – It Does Apply! - Ann Rockswold

Commercial Lending and Compliance – It Does Apply! (Handout) - Ann Rockswold

UDAAP - Cindy Prince

UDAAP (Consent Orders Handout) - Cindy Prince

UDAAP (Manual Handout) - Cindy Prince

UDAAP (Risk Assessment Handout) - Cindy Prince

Fair Lending “Headline News” in a Never-Ending Dynamic Landscape - Lourdes Johnson

Thursday, October 24, 2019

California Consumer Privacy Act: An Explanation and Primer on Changes in U.S. Privacy Law - Tsutomu Johnson

Digital Threats and Cyber Risk Where You Least Expect it: Internet of Things and Banking by Device - Denyette DePierro

HMDA Updates - Leah Hamilton

Credit Cards - Cindy Prince
Credit Cards (Handout) - Cindy Prince

TRID Updates - Leah Hamilton

Corrective Actions - Cindy Prince
Corrective Actions (Handout) - Cindy Prince

Friday, October 25, 2019

CMS Auditors: Superheroes or your Bank’s Nemesis? - Tracey Levandoski

Complaint Management - Cindy Prince
Complaint Management (Manual Handout) - Cindy Prince
Complaint Management (Handout) - Cindy Prince

Payday Lending Rules - Leah Hamilton

Reg E - Cindy Prince
Reg E (Manual Handout) - Cindy Prince
Reg E (Handout) - Cindy Prince

Overdraft, are You Covered - Leah Hamilton

Regulator Relations/Exam Management - Monte Jensen
Regulator Relations/Exam Management (Handout) - Monte Jensen

Bitcoin, Blockchain & the BSA (Part 1) - Scott Grow
Bitcoin, Blockchain & the BSA (Part 2) - Scott Grow

Personal and Professional Ethics: Why Ethics and Public Trust in Banking Matter! - Dr. Abe Bakhsheshy
Book List- Dr. Abe Bakhsheshy- abe.bakhsheshy@eccles.utah.edu

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