UBA Fall Compliance Conference


Beth Parker



October 28-30, 2024


Zermatt Utah Resort & Spa
784 W Resort Dr.
Midway, UT 84049

Topics & Speakers

Regulator Panel
Ty Brian - Supervisor of Consumer Credit & Compliance, UDFI
Angie Sharma - Acting Field Supervisor, FDIC
Paul Hutson - Sr. Examination Manager, West Region, Consumer Financial Protection Bureau
Tiffani Stillwell - National Bank Examiner and Consumer Compliance Lead Expert, OCC
Josh White, CPA, CFIRS - Audit Shareholder, Elliot Davis
The Economy
Robert Spendlove - Economic & Public Policy Officer, Zions Bank
The Basics of Lending Compliance
Julia Guiterrez - Director of Education, Compliance Alliance
Current Fraud Trends
Joseph Schuster - Ballard Spahr, LLP
Audit/Exam Management
Carl Pry - Senior Advisor, Treliant LLC
FDIC Signage Regulation
Andy Zavonia - Banker’s Compliance Consulting
Hot Topics in Fair Lending
Monika McCarthy - Managing Director & General Counsel, Crosscheck Compliance LLC
Dodd-Frank Section 1071, Objects in Mirror are Closer than They Appear
John Pace - Manager, Crosscheck Compliance
Adverse Action Notices
Robert Brosh - Manager Compliance Counsel, NContracts
Approaching Fintech Partnerships as a Compliance Officer without Getting Lost in IT Jargon: GLBA Annual Board Reporting Requirement
Rocio Baez - CEO, CyberSecurityBase
Tory Haggerty, CRCM, CAFP, CBAP, CCBCO, FLE - Founder, Tuscan Club Consulting
Doing More with Less: Selecting and Working with Outside Counsel
Monika McCarthy - Managing Director & General Counsel, Crosscheck Compliance LLC
Plus Breakout Sessions on CMS Overview, BSA Program Overview, 3rd & 4th Party Risk Management, Loan Risk Life Cycle, Using Data & Analytics, and Use of AI in Compliance.
Conference Agenda (subject to change)

Need CE/CLE Credits?

The American Bankers Association Professional Certifications has approved this conference for 3.5 CAFP, 9.5 CERP, 18 CRCM credits

The Utah Bar Association has approved 12 CLE credits for this conference.

Registration Fees

UBA Member or UT Bar Attorney
  • Full Conference: $995
  • 2-Day: $745
  • 1-Day: $395
  • Full Conference: $1500
  • 2-Day: $1100
  • 1-Day: $600

No Virtual Option


Hotel Accommodations

Need a hotel room for the conference? Click here to book now at the Zermatt Resort at the special rate of $159/night.

Sponsored by